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SEC Issues Advertising Guidance Related to State-Specific Crowdfunding
As required by Title III of the JOBS Act, on October 23, 2013, the SEC published proposed crowdfunding rules. The SEC has dubbed the new rules “Regulation Crowdfunding.” The entire 584-page text of...
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Private Offering Rule Changes Since JOBS Act
As the end of 2014 approaches, I find myself reflecting on the significant successes and failures in the private offering arena since the enactment of the Jumpstart our Business Startups Act (“JOBS...
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SEC Issues Several Proposed Rule Changes Pertaining To JOBs Act
On December 18, 2014, the SEC published proposed rule amendments to implement portions of Title V and Title VI of the JOBS Act by amending rules promulgated under Section 12(g) of the Securities...
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Intrastate Crowdfunding Legislation Has Passed in Florida
Florida Has Passed Intrastate Crowdfunding Legislation As the country waits for the SEC to publish final Title III crowdfunding rules as required by the JOBS Act, states continue to enact and introduce...
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SEC Issues Guidance On General Solicitation And Advertising In Regulation D...
Effective September, 2013, the SEC adopted final rules eliminating the prohibition against general solicitation and advertising in Rules 506 and 144A offerings as required by Title II of the JOBS Act....
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SEC Advisory Committee On Small And Emerging Companies Recommends Modernizing...
On September 23, 2015, the SEC Advisory Committee on Small and Emerging Companies (the “Advisory Committee”) met and finalized its recommendation to the SEC regarding the modernization of the Rule 147...
View ArticleTitle III Crowdfunding
As required by Title III of the JOBS Act, on October 30, 2015, the SEC has published the final crowdfunding rules. Regulation Crowdfunding has been long in the making, with the JOBS Act having been...
View ArticleThe SEC Issues Guidance On The FAST Act As It Relates To Savings And Loan...
On December 4, 2015, President Obama signed the Fixing America’s Surface Transportation Act (the “FAST Act”) into law, which included many capital markets/securities-related bills. The FAST Act is...
View ArticleSEC Issues Rules Implementing Certain Provisions Of The FAST Act
On December 4, 2015, President Obama signed the Fixing America’s Surface Transportation Act (the “FAST Act”) into law, which included many capital markets/securities-related bills. The FAST Act is...
View ArticleSEC Issues Final Rules Implementing The JOBS Act And Rules On The FAST Act
On May 3, 2016, the SEC issued final amendments to revise the rules related to the thresholds for registrations, termination of registration, and suspension of reporting under Section 12(g) of the...
View ArticleSEC Completes Inflation Adjustment Under Titles I And III Of The Jobs Act;...
ABA Journal’s 10th Annual Blawg 100 —————————————————————————————————— On March 31, 2017, the SEC adopted several technical amendments to rules and forms under both the Securities Act of 1933...
View ArticleSEC Issues Whitepaper On Title III Crowdfunding
ABA Journal’s 10th Annual Blawg 100 —————————————————————————————————— On February 28, 2017, the SEC released a white paper on Regulation Crowdfunding, which law went into effect on May 16, 2016....
View ArticleSEC Expands Ability To File Confidential Registration Statements
Nominate Us For ABA Journal’s Top Blog- HERE —————————————————————————————————— On June 19, 2017, the SEC announced that the Division of Corporation Finance will permit all companies to submit draft...
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